Liquidox Alternative Fund LLC (together with its affiliated entities, collectively "Liquidox ") operates a website at www.liquidox.com (the "Site" or “Liquidox Platform”). The information contained on the Site that is generally available to non-members (i.e. persons who have not established a user profile) neither constitutes an offer for nor a solicitation of interest in any securities offering. If an indication of interest or reservation is provided, it may be withdrawn or revoked, without obligation or commitment of any kind prior to being confirmed by the investor and accepted by Liquidox and any offer, solicitation, or sale of any securities will be made only by means of an offering circular, private placement memorandum, or prospectus. Any person considering investing in an offering referenced on the Site should carefully review the documents on file with the Securities and Exchange Commission (the “SEC”) relating to such an offering. An exempt offering of shares or interests will only be made pursuant to the relevant Offering Circular or Private Placement Memorandum (a ”Memorandum”) and subscription documents. The Site contains active hyperlinks to such information and, with respect to public offerings pursuant to Regulation A, it can be found under the name of the respective issuer entity on www.sec.gov. None of the information on the Site or in other promotional materials distributed by Liquidox is a substitute for such detailed information filed with the SEC (“SEC Materials”) or set forth in a Memorandum. We refer to SEC Materials together with all information on the Site (including this Important Disclosure) and other promotional materials distributed by Liquidox as “Materials”. The information contained herein will be qualified in its entirety by reference to the SEC Materials, Memorandums, and other agreements and documents referred to therein, which contain additional information about the investment objective, terms, risks, and conditions of an investment.
Except as otherwise indicated, the Site is maintained by Liquidox in its sole and absolute discretion and Liquidox is solely responsible for the content on this website. No broker-dealer member of FINRA is or has been involved in the development or dissemination of this website, but any page(s) on the password-protected portion of the Site that identifies a broker-dealer or that are otherwise used by a representative of a broker-dealer in connection with sales activities are reviewed and approved by a principal of the broker-dealer. Broker-dealers licensed with FINRA may participate in offerings sponsored by Liquidox as underwriters or placement agents.
Nothing contained herein shall be deemed to be binding against or to create any obligations or commitment on the part of, any potential investor, the offering sponsors, or the respective affiliates. No person has been authorized to give any information or make any representation or warranty regarding the subject matter hereof, either express or implied, and, if given or made on this website, in other materials, or verbally, such information, representation, or warranty cannot and should not be relied upon, nor is any representation or warranty made as to the accuracy, content, suitability, or completeness of the information, analysis, or conclusions, or any information furnished in connection herewith contained in this presentation.
Past performance is no guarantee of future results and past historical appreciation rates of artwork may not be indicative of future appreciation rates. An investor can lose money. Diversification and asset allocation do not ensure a profit or guarantee against loss. Investment decisions should be based on an individual’s own goals, time horizon, and tolerance for risk.
Liquidox and its affiliates are independent and unaffiliated with any broker-dealer participating in a securities offering conducted through the Site. Any securities transactions or related activities by Liquidox -affiliated entities are conducted by registered representatives of one or more FINRA-licensed broker-dealers, or by Liquidox -associated persons in their capacity as a “principal” to the transaction pursuant to SEC Rule 3a4-1.
No money or other consideration is being solicited, and will not be accepted without such potential investor having been provided the applicable offering document. Joining the Site neither constitutes an indication of interest or reservation of shares in any offering nor involves any obligation or commitment of any kind.
There can be no assurance that an investment mix or any actual performance or appreciation rate shown on the Site will lead to the expected results shown or perform in any predictable manner. It should not be assumed that investors will experience returns in the future, if any, comparable to those shown or that any or all investors on the Site experienced such returns.
The information presented on the Site regarding each offering merely constitutes a summary of such information and is qualified in its entirety by the disclosure contained in each issuer's offering Memorandum available on the Site. There can be no guarantee that any offering available on the Site will achieve its business objectives.
Offers to sell, or the solicitations of offers to buy, any security can only be made through official offering documents that contain important information about risks, fees, and expenses. Investors should conduct their own due diligence, not rely on the financial assumptions or estimates displayed on the Site, and are encouraged to consult with a financial advisor, attorney, accountant, and any other professional that can help them to understand and assess the risks associated with any investment opportunity.
Neither the SEC nor any state securities commission or regulatory authority approved, passed upon or endorsed the merits of any investment on the Site. Each investor should always carefully consider investments in any security and be comfortable with his/her understanding of the investment. Investors should not construe any Materials as tax, legal or investment advice. Investors are urged to seek independent advice from their own advisors for legal, tax or investment advice.
All product names, logos, and brands are the property of their respective owners. Use of these names, logos, and brands is for identification purposes only and does not imply endorsement or affiliation.
Services available on the Site do not constitute "crowdfunding" as described in Title III of the Jumpstart Our Business Startups Act ("JOBS Act"). LiquidOx is not registered as a broker-dealer and is not a member of FINRA. Liquidox is not registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”) and the membership interests do not have the benefit of the protections of the Investment Company Act. Furthermore, Liquidox is not registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Investment Advisers Act”), and the members of Liquidox issuers will not have the benefit of the protections of the Investment Advisers Act.
Neither FINRA, the SEC nor any other regulatory organization endorses, indemnifies or guarantees any offerings referenced on this website. The SEC does not pass upon the merits of or give its approval to any securities offered or the terms of any offering, nor does it pass upon the accuracy or completeness of any offering circular or other solicitation materials.
No offeree will be accepted as a subscriber who does not make the representations set forth in the Subscription agreement accompanying each Memorandum or Offering Circular, including, when applicable, the representation that such offeree is an accredited investor and is acquiring the membership interests for investment and not with a view to resale or distribution thereof in violation of applicable securities laws, and when applicable, that the investment amount does not exceed 10% of the offeree’s net worth or annual income. Investors also will be required to represent that they are familiar with and understand the terms of each relevant offering, among other things. Investors may also be required to provide additional information to verify their identity or investor status.
The Site may contain links to third-party websites or resources. Liquidox is not responsible for the content or accuracy of any such websites or resources and does not endorse or assume any liability for any content, advertising, products, or other materials on or available from such websites or resources.
Liquidox reserves the right to modify, suspend, or discontinue the Site or any service, content, feature, or product offered through the Site at any time and without notice. Liquidox also reserves the right to change these disclaimers at any time and without notice. It is the responsibility of users to review these disclaimers periodically for any updates or changes.
By using the Site, users agree to indemnify and hold harmless Liquidox , its officers, directors, employees, and agents from any and all claims, damages, losses, liabilities, and expenses arising out of or in connection with their use of the Site or any information, content, materials, or products included on or otherwise made available through the Site.
These disclaimers and any disputes arising out of or relating to the Site shall be governed by and construed in accordance with the laws of the State of Delaware without giving effect to any choice or conflict of law provision or rule. Any legal action or proceeding between Liquidox and users of the Site shall be brought exclusively in a federal or state court of competent jurisdiction sitting in Delaware.
If any provision of these disclaimers is held to be invalid or unenforceable, such provision shall be struck and the remaining provisions shall be enforced. The failure of Liquidox to enforce any right or provision of these disclaimers shall not be deemed a waiver of such right or provision.
Liquidox 's security offering is SEC qualified under 506(c) exemption of Regulation D of the Securities Act of 1933